Natalie A. Roberts

Natalie Roberts practices in the areas of securities law, tax law, trust and estate planning, business succession planning, and wealth preservation planning.

Natalie has significant experience in counseling investment advisors, broker-dealers, and issuers with regard to federal and state securities regulation and compliance. Prior to joining Macaluso LLP, she held positions with both state and federal securities regulatory agencies, in addition to working in private compliance consulting. Natalie was the Area Financial Manager, Florida Office of Financial Regulation, Division of Securities, where she managed the Tampa Region's investment adviser and broker-dealer examination program. Before that she acted as Principal Auditor at the Minnesota Department of Commerce where she created and implemented the first investment advisor examination program for the State of Minnesota.Natalie was a Branch Chief with the U.S. Securities and Exchange Commission's Division of Enforcement in Miami Florida, where she investigated and litigated violations of the federal securities laws. Subsequently, she has consulted privately with investment advisors and broker dealers regarding regulation and compliance systems and SEC registration. She has served as a FINRA arbitrator in Minnesota.

Natalie also has significant recent experience in private practice in the areas of business law, estate planning, tax law, and business succession planning.

Natalie received both her JD and her LL.M. (Master of Laws) in Taxation from the University of Florida. She received her BA from Emory University.